remembering the roots of urbanism

“HAVING laid out the alleys and determined the streets, we have next to treat of the choice of building sites for temples, the forum, and all other public places, with a view to general convenience and utility.”

Vitruvius, The Ten Books on Architecture, Book 1, Ch. VII, ca. First Century BC

envisioning the urban wind: a postcard

Rock Port, Missouri generally gets credit as the first wind-powered city in the United States.

But the aesthetics of such sustainable examples–modern wind turbines–often lack the flair of dreams.

What if the edge of a wind-powered city looked more like the Greek island town of Mikonos?

density and multi-modal, by any other name

Does the messaging which encourages sustainable forms of development need to alter its vocabulary to be successful?

Yesterday, Wednesday, January 5, I presented on removing barriers to transit-oriented development, sustainable communities and brownfields to a group of real estate lawyers from around the country assembled for a continuing legal education conference in Vail, Colorado.

The presentation is embedded below, and addresses in summary form the range of design, regulatory, fiscal and political issues in metropolitan areas today (with a Washington State focus). Yesterday, it was presented as the basis for a post-recession vocabulary for lawyers as well as clients and peer professionals.

Formal and casual discussion after the presentation was informative. We talked about the ongoing challenge of implementing compact and infill development adjacent to transportation infrastructure. Topics included infrastructure funding, urban streetcar initiatives, and how to address elements of walkable, transit-oriented development to constituencies not initially familiar with urbanist concepts or supportive of increased density.

Some in the audience suggested alternative language to mask hot-button words. Tax-increment financing to fund new infrastructure for transit-oriented development became a “parking fund”. Density was acknowledged as forever outside of some people’s comfort zone. And new neighborhoods aimed at live-work proximity were discussed as sometimes problematic in light of potential restrictions imposed by competing forms of environmental governance such as stormwater and air quality regulation.

I was reminded of twenty years ago, when drafting rural cluster development ordinances designed to protect natural resources. To some “cluster” meant “clutter’. We needed to call such regulations something else–such as “conservation density subdivisions”–to make them acceptable in many venues.

All in all, yesterday’s post-presentation discussions were illuminating in their own right, in response to provocative themes–and a reminder of the importance of holistic dialogue in the evolution from well-meaning dogma to achievable professional and political consensus.

Colorado January 2011

urbanism chasing utopia

Generally speaking, the description of any Utopia that involves many details is apt to be an unconvincing way to present a principle which can be applied effectively in practice with immense flexibility as to details…
(Frederick Law Olmsted, Jr. to Henry James, July 10, 1924, Papers, Regional Plan Association, Cornell University).

There is little doubt that a cadre of government, activists, academics and popular media are moving forward with fine-tuning today’s effort to reinvent cities in new contexts, with specific lists of attributes and goals. Among the inevitable focal points of any prescription: walkable, mixed-use communities with live-work proximity, green and sustainable features.

But the age-old dance of human and machine provides considerable fodder and fascination from history, including the risks of indiscriminate cliché versus social and market implementation realities.

The Vision, Chasing Utopia

In the 1920’s, planners in the New York region wrestled with how to re-plan cities and suburbs — “community planning”– amid the ascent of the automobile. Like today’s urbanists, they sought to educate decision-makers and ordinary citizens about compact development practices.

They had good ideas, inherited from Garden City thought, planned, compact industrial towns and utopian communities, which by and large have withstood the test of time

Like today, planning activities of a century ago sought improved residential quality, including a scheme which correlated scaled streets according to use, local stores, the community school, parks, playgrounds, open space, and social interaction among neighbors.

Some even thought about how to sell the message, and the intended audience for the neighborhood focal point. For instance, Shelby Harrison characterized the then-nascent neighborhood unit studies of his colleague Clarence Perry at the Russell Sage Foundation:

We need to reach large numbers of citizens who are not thinking very much in social or planning terms—among them builders, real estate developers, and local civic leaders. It won’t be so familiar to them, and the line of thought will have to be presented in some detail if the idea is to be made clear.
(Shelby Harrison to Thomas Adams, December 1926, Papers, Regional Planning Association, Cornell University.)

Voices from History

These principles were later criticized for oversimplicity, “architectural determinism”, and what we would today call a lack of concern for social equity. The community planning tradition attempted to incorporate the social cohesion observed in successful organic communities into new areas, assuming that such cohesion came with the provision of successful communities’ physical facilities. With the provision of churches, local stores, and other structures at the community level, the thought leaders of the time assumed all else would follow.

British sociologist Maurice Broady said it best in 1966. Architectural determinism was given credence in the neighborhood unit, he explained, not because it could be shown to be valid, but because it was hoped it would be so.

Broady elaborated on the British case, where the cohesion observed in low income areas was attempted in planned communities:

Of course people do meet each other and chat in pubs and corner shops. But not all pubs and corner shops engender… neighborliness. It is true that neighborliness is induced by environmental factors. Of these, however, the most relevant are social and economic rather than physical.
(Maurice Broady, “Social Theory in Architectural Design,”Robert Gutman, ed., People and Buildings, (New York: Basic Books, 1972), p. 174.

In 1952, the especially perceptive Catherine Bauer summarized how early planners often failed to understand the broader forces at play in the urban development process, or innocently overlooked the consequences of their actions:

What we failed to see was that the powerful tools employed for civic development and home production also predetermine social structure to such an extent that there is little room left for free personal choice or flexible adjustment. The big social decisions are all made in advance, inherent in the planning and building process. And if these decisions are not made responsibly and democratically, then they are made irresponsibly by the accidents of technology, the myths of property interest, or the blindness and prejudice of a reactionary minority.
Catherine Bauer, Social Questions in Housing and Town Planning (London: University of London Press, 1952), p. 25.

Implementation Today

Do we risk overselling smart growth concepts today, without taking heed of social and market realities? Absent large swaths of single-entity ownership, redevelopment of our current urban landscape is not easy—with limited raw land available for straightforward development without sophisticated mitigation solutions.

Today’s urban redevelopment is often beset immediately with particular expectations or requirements to help solve urban and regional problems such as affordable housing and transportation. As these are elements of cost, a developer must find a way to contribute to resolution of these issues with the allowances of the project pro forma. Allocation of funds towards provision of transportation and affordable housing infrastructure and/or mitigation must be balanced against design and constructability decisions (constrained site construction and demolition challenges, quality of building materials, lighting, etc.), allocations of uses, parking and open/street spaces and vegetation.

The bottom line? Today’s prescriptive goals for sustainable communities–not so different from those of the last century–require reality checks against the challenges of design, regulation and financing, and must be addressed at an integrated, practical level.

After all, as Olmsted said long ago, beware of selling implementation with Utopia.

re-visioning neighborhood and the city, then and now

Today’s efforts to recreate elements of the city, of whatever prescription of urbanism (e.g. “new”, “landscape” or “ecological”) often turn on issues once considered in design competitions long forgotten.

Central to such efforts, new or old, is the relationship of a city segment to the surrounding urban area and the role of public streets in the integration process between neighborhood and city.

A sometimes overlooked legacy can be rediscovered in the Chicago of 100 years ago, where a still-relevant competition once summarized by Lewis Mumford centered on integrating neighborhood housing with “markets, schools, churches, and other institutions that serve the local area rather than the city as a whole”.

In December 1912, the City Club of Chicago staged a competition for the design of a quarter-section of the Chicago grid. The effort was later documented by Alfred B. Yeomans, a Chicago landscape architect who edited the competition’s publication in 1916. He acknowledged new attention to the planned development of the local area premised on the increasingly comprehensive role of the street. He noted that the “purely mechanical extension of existing street systems is giving way to scientific methods of development based on a careful study of the probable economic, social and aesthetic needs of prospective inhabitants”.

The various entries stressed the fundamental role of the street in integrating city and neighborhood.

Several of the entries emphasized the role of the local street system and public open spaces. The first prize entry, by Chicago architect Wilhelm Bernhard, contained a community center and stressed deterrence of through traffic from surrounding Chicago. Arthur C. Comey, the second-prize winner, employed the English allotment garden within blocks, with houses facing inward, an intermediate street system for local use, recreation spaces, and buildings grouped about small parks.

Other entries took up more directly the question of integration with the surrounding city, thereby starting a debate on the worth of isolated communities at variance with the surrounding grid. This debate has never fully resolved, especially as modes of transportation expand, while contemporary thinking increasingly emphasizes the relationship and proximity of home to work.

G.B. Cone's Chicago competition entry. (Source: Yeomans 1916: 34)

In particular, landscape architect G.B. Cone noted that the proposed neighborhood was not destined to exist independent of Chicago’s entirety. He argued for retention of the gridiron throughout, foreshadowing today’s defenders of continuity within the grid and implying that the imposition of a curvilinear scheme would negatively isolate the community from the prevailing pattern of development. Nonetheless, he emphasized the use of interior-block open space and the community center.

W. Drummond's Chicago competition entry shows a bird's-eye view and a typical city block. (Source: Yeomans 1916: 37,41)

Similarly, William Drummond, a Prairie School architect and disciple of Frank Lloyd Wright, proposed grid-based “neighborhood units” (well prior to large-scale adoption of the concept by Clarence Perry and others) with allotment gardens and interior courts.

These designs were but a fraction of the Chicago competition’s entries. Yet they exhibited best the perceptive synthesis of reform ideals and site planning sensitive to the uses of the street within the new arena of the urban neighborhood.

In response to such efforts, the competition provided a “Sociological Review of the Plans” by Dr. Carol Aronovici, then director of the Bureau of Social Research of Philadelphia, and a lecturer on housing and town planning at the University of Pennsylvania. Aronovici cautioned that the new, local street plans within specific areas should not proceed without determination of “the relationship that this area is intended to bear to the whole”.

Aronovici, like many of today’s urbanists, saw virtue in the grid. He viewed the abandonment of the gridiron street system as a possible symptom of an “artificial and radical” attempt to set the planned community off from its surroundings. He urged the location of public and semi-public buildings on the
community’s periphery rather than grouped about local community centers, so as to preserve contacts with adjacent neighborhoods. Finally, he perceptively identified problems inherent in public regulation and ownership of inner block open spaces and saw the necessity of assuming community maintenance of public areas:

The whole question of “shut-in spaces,” whether they be parks, playgrounds or allotment gardens, is one that should be carefully weighed. The line of cleavage between public and private ownership, between public and private maintenance, should be sharply drawn. While I am heartily in favor of extending the bounds of public ownership, I am opposed to common ownership that is not coupled with common responsibility.

In the spirit of both deja vu and amnesia (concepts combined by American actor/writer Stephen Wright), the debates of the legacy Chicago competition continue, 100 years later, as the dialogue on streets and neighborhood-urban area integration lives on.


For more on the precedential Chicago Competion, see Yeomans, A.B., ed. 1916. City Residential Land Development. Chicago: University of Chicago Press.

This entry was adapted from Wolfe, C.R. “Streets Regulating Neighborhood Form”. Ch. 7. in Moudon, A.V., 1987,1991. Public Streets for Public Use. Columbia University Press. It was also republished in SustainableCitiesCollective on November 21, here.